Keynote Disclaimers

Important Disclaimers and Information:

Important Information Regarding Token Regulatory and Eligibility Matters: The tokenized assets referenced herein (including Ondo Global Markets tokenized stocks, tokenized ETFs, and tokenized ADRs, (collectively, the “Ondo GM Tokens”), USDY tokens and OUSG tokens) (collectively, the "Tokens") have not been registered under the US Securities Act of 1933, as amended (the "Act") or the securities or financial instrument laws of any other jurisdiction. The Tokens may not be offered or sold in the United States or to US persons unless registered under the Act or an exemption from the registration requirements thereof is available. In certain jurisdictions, including the United Kingdom, Switzerland and (for certain Tokens) the European Economic Area, the GM Tokens and USDY tokens are offered and sold only to qualified investors or professional clients, as the case may be (or that jurisdiction's analogue thereof). OUSG tokens are available solely to persons who are accredited investors (as defined in Rule 501 of Regulation D under the Act) and qualified purchasers (as defined in Section 2(a)(51) of the US Investment Company Act of 1940, as amended (the “40 Act”)). Other jurisdiction-based prohibitions and restrictions apply. See docs.ondo.finance for details. The Token issuers are not registered as investment companies under the 40 Act, as amended, or as an Alternative Investment Funds or Undertakings for Collective Investment in Transferable Securities in the European Economic Area, or under the securities or financial instrument laws of any other jurisdiction. The token-related communications herein are not directed or intended for any investor to which the Tokens are not offered.

In the EEA/EU, certain Ondo GM Tokens are offered to both Professional and Retail Investors. A base prospectus relating to the Ondo GM Tokens has been approved by the Financial Market Authority Liechtenstein (FMA) and notified, at the issuer’s request, to certain EEA Member States (the “Relevant EEA States”). The prospectus is published at app.ondo.finance at each applicable Ondo GM Token’s webpage. The approval of the prospectus should not be understood as an endorsement of the Ondo GM Tokens. Investors residing in the EU/EEA should read the prospectus, and the relevant final terms and KID for each applicable Ondo GM Token, before investing in order to fully understand the potential risks and rewards associated with the decision to invest. This notice is a marketing communication and does not constitute a prospectus.

Important Information Regarding the Tokens: Ondo GM Tokens provide their holders with economic exposure to the value of their underlying assets, including the value of dividends (less applicable tax withholdings). However, Ondo GM Tokens are not themselves stocks, ETFs or ADRs, and the Ondo GM Tokens do not provide their holders with rights to hold or receive their respective underlying assets. Similarly, USDY tokens provide their holders with economic exposure to short-term US treasuries, but USDY Tokens are not themselves US treasuries and do not provide their holders with rights to hold or receive any US treasuries.

Important Information Regarding Token Issuers and Other Persons: Ondo GM Tokens and USDY tokens are issued by Ondo Global Markets (BVI) Limited, a British Virgin Islands business company. OUSG tokens are issued by Ondo I LP, a Delaware (USA) limited partnership (the “Fund”). Ondo Finance Inc., a Delaware (USA) corporation, provides tokenization services to, and is an equityholder of, Ondo Global Markets (BVI) Limited. Ondo Finance Inc. is also the sole member of both the general partner of the Fund and the investment adviser to the Fund, Ondo Capital Management LLC (the “Adviser”). The Adviser is a Registered Investment Adviser registered with the U.S. Securities and Exchange Commission (“SEC”). The Adviser’s current written disclosure statement (Form ADV Part 2A) discussing its advisory services and fees is available upon request or at the SEC’s Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov (opens in a new tab)). Registration as an investment adviser does not imply a certain level of skill or training. The Adviser shall not be responsible for any errors or omissions, or for the results obtained from the use of the information provided by the Adviser, the Fund or any of their respective affiliates, control persons, agents or representatives.

Important Information Regarding Ondo Chain: Ondo Chain mainnet has not yet launched. Providers of products, services or technologies on Ondo Chain (including but not limited to issuers of assets and providers of asset-related services) are responsible for their own products, services and technologies, including but not limited to the compliance of such products, services and technologies with applicable laws, rules and regulations. Ondo does not endorse, Ondo does not make any representation or warranty whatsoever (express or implied, including but not limited to any warranty of merchantability, fitness for a particular purpose or non-infringement) regarding, and ONDO SHALL NOT HAVE ANY LIABILITY WHATSOEVER WITH RESPECT TO ANYONE'S USE OF, any third-party products, services or technologies deployed to or accessible via Ondo Chain.

Certain Other Important Information: The communications in this presentation are only intended as general business announcements or for actual or potential business relationships. Nothing herein constitutes any offer to sell, or any solicitation of an offer to buy, any assets. Nothing herein constitutes investment, legal, tax or financial advice. Acquiring Tokens involves risks. A holder of Tokens may incur losses, including total loss of their purchase price. Past performance may not be (and for the Tokens will not be) an indication of future results. Investors are responsible for conducting their own research, investigation, verification, checks or consultation for professional or investment advice.

The Token issuers, their affiliates, their respective shareholders and members, and their respective directors, officers, employees, consultants, agents and representatives (the “Ondo Persons”) do not endorse, the Ondo Persons do not make any representation or warranty whatsoever (express or implied, including but not limited to any warranty of merchantability, fitness for a particular purpose, or non-infringement) regarding, and THE ONDO PERSONS SHALL NOT HAVE ANY LIABILITY WHATSOEVER WITH RESPECT TO ANYONE'S USE OF, any third-party products, services or technologies referenced herein.